Official Records Retention Schedules
Please note: The official University of Iowa Records Retention schedules are currently under revision. Updates will be posted periodically. The official UI Health Care Records Retention Schedule is available separately to assist UI Health Care departments.
These retention schedules are designed to assist University departments in preserving Official Records appropriately while providing economy and efficiency in the creation, organization, maintenance, use, and disposition of records.
Search Criteria
Administrative Unit: represents either the administrative unit responsible for establishing the Official Record retention criteria OR the Administrative Unit responsible for maintaining the Official Records identified.
Confidential: indicates Official Records that contain information of various sorts that the University receives and holds confidential unless otherwise ordered by a court, by the lawful custodian of the records or by another person duly authorized to release such information. Examples include: student records, medical records, personnel records, etc.
Vital: indicates Official Records that contain information considered essential for the operations of a department (and/or the University) and includes information that may prevent a department from incurring serious liability or risk, or that would be extremely costly to replace. In the event of a disaster, this information, if destroyed, would make it difficult for a department to conduct normal business activities.
Export the full list of Official Record Retention Schedules available to date – or use the search criteria below for a more targeted search.
States other than Iowa or Illinois Employer Withholding Tax Payment
Category: Tax Records
Description:
State specific forms filed monthly with State's Dept. of Revenue & Finance by UI Payroll.
Official Files Maintained by:
University Human Resources - Payroll
UI Retention Guidelines: Permanent
Confidential: Yes
Vital: Yes
States other than Iowa or Illinois Employer's Quarterly Withholding Tax Return
Category: Tax Records
Description:
State specific forms filed quarterly with State's Dept. of Revenue & Finance by UI Payroll.
Official Files Maintained by:
University Human Resources - Payroll
UI Retention Guidelines: Permanent
Confidential: Yes
Vital: Yes
Stem Cell Registration Documents
Category: Environmental Health & Safety
Description:
Documents associated with Stem Cell Registration
Official Files Maintained by:
UI Retention Guidelines: Permanent
Confidential: No
Vital: No
Stock certificates - UIRF
Category: Inventions, Patents and Research Agreements
Description:
Stock certificates received as part of a license or other agreement executed by UIRF.
Official Files Maintained by:
UI Research Foundation
UI Retention Guidelines: Permanent
Confidential: Yes
Vital: Yes
Storm water Permits
Category: Facilities Management
Description:
Storm water (National Pollutant Discharge Elimination Systems) permits, plans, and daily logs
Official Files Maintained by:
UI Facilities Management
UI Retention Guidelines: 5 Years
Confidential: Yes
Vital: Yes
Storm water Pollution Prevention Plans (Batcave and EMF)
Category: Environmental Health & Safety
Description:
EHS - EP Storm water pollution prevention plan site inspection & monitoring records.
Official Files Maintained by:
UI Retention Guidelines: Permanent
Confidential: No
Vital: Yes
Strategic Plan - Departmental
Category: Administrative Records
Description:
Individual org, department or unit strategic plans not considered official records unless otherwise required for accreditation or per other federal or state regulations.
Official Files Maintained by:
Local Department responsible for creating or overseeing the record
UI Retention Guidelines: Permanent
Confidential: Yes
Vital: Yes
Strategic Plan - University of Iowa
Category: Administrative Records
Description:
University of Iowa Strategic Plan. Individual org, department or unit strategic plans not considered official records unless otherwise required for accreditation or per other federal or state regulations.
Official Files Maintained by:
University Archivist
UI Retention Guidelines: Permanent
Confidential: Yes
Vital: Yes
Student Disability Services Student Records -- Accommodations for Matriculated Students
Category: Academic/Student Records
Description:
Student’s name, the accommodations the student was eligible for, and the accommodations the student used
Official Files Maintained by:
Student Disability Services
UI Retention Guidelines: Permanent (for students enrolled after September 2016)
Confidential: Yes
Vital: Yes
Student Disability Services Student Records -- Application and Supporting Documents for Matriculated Students
Category: Academic/Student Records
Description:
Letters of Accommodation, application for academic accommodations and supporting documentation, and other records regarding the provision of supports or accommodations
Official Files Maintained by:
Student Disability Services
UI Retention Guidelines: 5 years from date of last enrollment
Confidential: Yes
Vital: Yes
Student Disability Services Student Records -- Application and Supporting Documents for Students Not Matriculated
Category: Academic/Student Records
Description:
Letters of Accommodation, application for academic accommodations and supporting documentation, and other records regarding the provision of supports or accommodations of prospective students
Official Files Maintained by:
Student Disability Services
UI Retention Guidelines: 5 years from date of last contact with SDS
Confidential: Yes
Vital: Yes
Student Loan Repayment Records
Category: University Billing and Student Loans
Description:
Borrower billing/payment histories and loan fund repayment data prior to 3rd Party Loan Administration
Official Files Maintained by:
Treasury Operations
UI Retention Guidelines: Permanent
Confidential: Yes
Vital: Yes
Student Records - cumulative folder - graduate
Category: Academic/Student Records
Description:
Original University of Iowa student application, letters of recommendation, application for resident classification, transcripts from other institutions, test scores and other supporting documentation for UI graduate students' matriculated admission to the UI.
Official Files Maintained by:
Office of the Registrar
UI Retention Guidelines: 10 Years after last enrollment
Confidential: Yes
Vital: Yes
Student Records - cumulative folder - undergraduate and professional
Category: Academic/Student Records
Description:
Original University of Iowa student application, application for resident classification, letters of recommendation, transcripts from other institutions, test scores, and other supporting documentation for UI undergraduate and professional students' matriculated admission to the UI.
Official Files Maintained by:
Office of the Registrar
UI Retention Guidelines: 5 Years after last enrollment
Confidential: Yes
Vital: Yes
Surety and Fidelity Bonds
Category: Risk Management, Insurance and Loss Prevention
Description:
Surety and Fidelity bonds including Medicare bonds, certificate of title bonds, liquor license, blanket fidelity and employee dishonesty, renewals and correspondence.
Official Files Maintained by:
UI Risk Management
UI Retention Guidelines: 10 Years past expiration date
Confidential: Yes
Vital: Yes
Tax Form 1042
Category: Tax Records
Description:
Annual Withholding Tax Return for U.S. Source Income of Foreign Persons filed annually with IRS by UI Payroll.
Official Files Maintained by:
University Human Resources - Payroll
UI Retention Guidelines: Permanent
Confidential: Yes
Vital: Yes
Tax Form 1042-S
Category: Tax Records
Description:
Foreign Person's U.S. Source Income Subject to Withholding filed annually with IRS and employee.
Official Files Maintained by:
University Human Resources - Payroll
UI Retention Guidelines: Permanent
Confidential: Yes
Vital: Yes
Tax Form 1094-B: Transmittal of Health Care Information Returns
Category: Tax Records
Description:
Summary transmittal filed annually with the IRS for the Affordable Care Act.
Official Files Maintained by:
University Human Resources - Benefits Office
UI Retention Guidelines: 10 Years
Confidential: Yes
Vital: Yes
Tax Form 1094-C: Transmittal of Employer Provided Health Insurance Offer & Coverage
Category: Tax Records
Description:
Summary transmittal filed annually with the IRS for the Affordable Care Act.
Official Files Maintained by:
University Human Resources - Benefits Office
UI Retention Guidelines: 10 Years
Confidential: Yes
Vital: Yes
Tax Form 1095-B: Health Coverage
Category: Tax Records
Description:
Report filed annually with IRS and employees for the Affordable Care Act
Official Files Maintained by:
University Human Resources - Benefits Office
UI Retention Guidelines: 10 Years
Confidential: Yes
Vital: Yes